Established in 1996, Puplava Securities, Inc. is an independent broker/dealer offering full brokerage services through National Financial Services LLC, a Fidelity Investments company.

Puplava Securities, Inc

Professionally Managed Investments
for the Wise Investor

Puplava Securities, Inc. (PSI), a registered broker/dealer and member FINRA/SIPC, is wholly-owned by Puplava Financial Services, Inc (PFS), a registered investment advisor. James J. Puplava is president of both PSI and PFS.

Puplava Securities Inc. is a licensed broker dealer in all 50 states. Puplava Financial Services, Inc. is a federally registered investment advisor able to do business in all 50 states.

Regulatory Agencies



If you are interested in opening an account, please complete our Request Information inquiry form or call us directly at (888) 486-3939 or (858) 487-3939.

Three companies sharing the same vision
At PFS Group, we are committed to helping you build, maintain, and preserve your wealth