ACCOUNT TYPES & OBJECTIVES
Puplava Securities, Inc. offers a wide variety of account registrations and investment objectives. Depending upon the type of account you need, you can be assured that our management team can assist you in the proper setup or transfer of your account.
ACCOUNT TYPESbut not limited only to:
Personal Accounts
- Community Property
- Conservator
- Custodial - UGMA
- Custodial - UTMA
- Executor
- Individual
- Individual Transfer on Death
- Guardian
- Joint Tenants with Rights of Survivorship
- Joint Transfer on Death
- Tenants in Common
- Trust Under Agreement
- Trust Under Will
Entity Accounts
- Association
- Bank
- Church
- Committee
- Corporation
- Foundation
- Investment Club
- Limited Liability Corporation
- Non-Profit Partnership
- Sole Proprietorship
- Unincorporated Association
Retirement Accounts
- 401(k)*
- 403(b)*
- Defined Benefit Plan*
- IRA - Beneficiary Distribution
- IRA Rollover
- IRA Roth
- IRA SEP
- IRA SIMPLE
- IRA Traditional
- Money Purchase Plan*
- Profit Sharing Plan*
- Self-Directed
*Only available if Plan Sponsor and Plan Administrator are willing to work with PFS Group
ACCOUNT INVESTMENT OBJECTIVES
STANDARD BROKERAGE ACCOUNT
- Preservation of Capital
- Income
- Growth with Income (Capital Appreciation)
- Growth (Speculation)
- Aggressive Growth
PREMIER ASSET MANAGEMENT ACCOUNT
- Growth with Income (Capital Appreciation)
- Growth (Speculation)
- Aggressive Growth
- Energy
- Precious Metals
Preservation of Capital
Primary emphasis on safety by focusing on modest capital growth; some emphasis on generation of current income. Focus on conservative fixed-income instruments and/or conservative equities. High exposure to interest rate risk; conservative to moderate exposure to market risk. Exposure to foreign risk and/or currency risk possible.
Income
Primary emphasis on generation of current income; secondary emphasis on moderate capital growth. Focus on fixed-income instruments and high quality dividend paying equities. High exposure to interest rate risk; conservative to moderate exposure to market risk. Exposure to foreign risk and/or currency risk possible.
Growth with Income (Capital Appreciation)
Primary emphasis on modest capital growth; secondary focus on generation of current income. Focus on high quality equities and fixed income instruments. Low to moderate exposure to interest rate risk; moderate to high exposure to market risk. Exposure to foreign risk and/or currency risk likely.
Growth (Speculation)
Primary emphasis on achieving long-term growth and capital appreciation; generally little focus on generation of current income. Focus on moderate to aggressive equities and/or moderate to aggressive fixed-income instruments. Low to high exposure to interest rate risk; moderate to extremely high exposure to market risk. Exposure to foreign risk and/or currency risk highly likely.
Aggressive Growth
Primary emphasis on achieving aggressive growth and maximum capital appreciation; generally little focus on generation of current income. Focus on aggressive equities and/or aggressive fixed-income instruments. Low to high exposure to interest rate risk; high to extremely high exposure to market risk. Exposure to foreign risk and/or currency risk highly likely.
Energy
Primary emphasis on achieving aggressive long-term growth and maximum capital appreciation in energy sector; generally little focus on generation of current income. Focus on aggressive energy equities, a substantial portion of such may be foreign equities. Low to high exposure to interest rate risk; high to extremely high exposure to market risk and sector risk. Exposure to foreign risk and/or currency risk highly likely. The account represents a very high level of risk over a long time horizon and is likely to be extremely volatile.
Precious Metals
Primary emphasis on achieving aggressive long-term growth and maximum capital appreciation in precious metals sector; generally little focus on generation of current income. Focus on aggressive precious metals equities, a substantial portion of such may be foreign equities. Low to high exposure to interest rate risk; high to extremely high exposure to market risk and sector risk. Exposure to foreign risk and/or currency risk highly likely. The account represents a very high level of risk over a long time horizon and is likely to be extremely volatile.
