State Registrations

Securities are offered in a state only if the offering entity is first registered, excluded, or exempted from state broker-dealer, or other securities registration requirements, as applicable. Follow up, individualized responses to persons involving either the effecting, or attempting to effect, transactions in securities will not be made, unless made in compliance with state broker-dealer registration requirements, or an applicable exemption or exclusion. Securities are not available in all jurisdictions, and nothing contained on this web site shall constitute an offer of securities in any jurisdiction where such offer may not lawfully be made.

Securities offered through Puplava Securities, Inc., broker/dealer member FINRA/SIPC. Accounts are carried by National Financial Services LLC, member NYSE/SIPC.

  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia 
  • Florida
  • Georgia
  • Hawaii 
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota 
  • Mississippi
  • Missouri (penny stock trading restricted)
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota 
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virginia
  • Washington
  • West Virginia 
  • Wisconsin
  • Wyoming

FOREIGN INVESTORS INTERESTED IN AN ACCOUNT

We welcome investment from international clients. However, we are required to abide by US federal regulations regarding our ability to open accounts for clients who are either residing in or who are citizens of countries with which US entities are prohibited from doing business.


INVEST WITH US

If you are interested in opening an account, please complete our Invest with Us inquiry form or call us directly at (888) 486-3939 or (858) 487-3939.


Three companies sharing the same vision
At PFS Group, we are committed to helping you build, maintain, and preserve your wealth