MANAGEMENT TEAM

James J. Puplava, CFP

Puplava Financial Services, Inc. President & CEO,
Investment Advisor Representative
Puplava Securities, Inc. President & CEO,
Registered Representative
Financial Sense & Financial Sense Newshour
Author & Host

Mr. Puplava graduated cum laude in History and Economics from Arizona State University. He then went on to graduate summa cum laude with a Master's Degree in Finance and Accounting from the American Graduate School of International Management (Thunderbird). Among his many awards and achievements, Jim was honored in 1992 as one of America's top ten financial representatives by Registered Representative magazine.

Jim Puplava's professional designations include Certified Financial Planner; FINRA Series 7 and Series 24; and Life, Disability and Variable Insurance licenses. Mr. Puplava has been President of Puplava Financial Services, Inc. (PFS) since 1985. For twelve years, James Puplava held a position as Branch Manager for LPL Financial Services, LLC. In 1996, Mr. Puplava incorporated the broker/dealer firm, Puplava Securities, Inc. (PSI) and is its President.

His business experience includes contributing as a financial writer to various publications and acting as a TV business editor. In 1988, Mr. Puplava began hosting Financial Sense Talkradio on various radio stations in San Diego. Today, Jim Puplava oversees the portfolio management team at Puplava Financial Services, Inc. and Puplava Securities, Inc. He continues his weekly broadcasts and writes thought-provoking commentary for Financial Sense Online.

Mr. Puplava also serves on the Board of Directors for Kimber Resources, Inc. (AMEX: KBX) of Vancouver, BC, Canada.

Jim and his wife, Mary, contribute time and resources to a number of charities. Jim loves historical documentaries, sailing his J-124 and is an avid reader.

Scott A. Middleton

Puplava Financial Services, Inc. Vice President of Operations
Puplava Securities, Inc. Vice President of Operations, Registered Representative

Scott holds a B.S. in Business Administration/Finance from San Diego State University. Mr. Middleton's professional designations include FINRA Series 6, Series 7, Series 24 and Series 53. Mr. Middleton has been employed by PFS Group since 2000. He co-authors In the Know—a weekly communication for PFS Group clients only—with other members of the trading staff. Scott is an outdoorsman and enjoys camping with his family.

Sandy Pappalardo

Puplava Financial Services, Inc. Chief Compliance Officer
Puplava Securities, Inc. Chief Compliance Officer, Registered Representative

Sandy graduated from the University of New Hampshire with a B.A. in Economics. Ms. Pappalardo's professional designations include FINRA Series 7, Series 24, Series 27, Series 51 and Series 66 Uniform Combined State Law Exam. Sandy was previously employed by PFS Group during the 1990s and rejoined the team in 2007. Sandy's main hobby is horseback riding and hopes one day to be a horse owner.

Ryan J. Puplava, CMT

Puplava Financial Services, Inc. Technical Analyst
Puplava Securities, Inc. Senior Trading Manager,
Options Principal, & Registered Representative
Chartered Market Technician

Ryan joined PFS Group in 1995. He holds a B.S. in Business Administration/Finance from San Diego State University. His professional designations include FINRA Series 4 and Series 7. He earned the Chartered Market Technician's designation in 2007. Mr. Puplava is Senior Trading Manager and currently holds the position of Portfolio Manager with PFS. He co-authors In the Know—a weekly communication for PFS Group clients only—with other members of the trading staff. Ryan enjoys sailing, kite surfing, and playing his guitar.

Christopher M. Puplava

Puplava Financial Services, Inc. Financial Analyst
Puplava Securities, Inc. Operations Specialist
Financial Sense Columnist

Chris graduated magna cum laude with a B.S. in Biochemistry from California Polytechnic State University, San Luis Obispo. He joined PFS Group in 2005 and is currently pursuing the designation of Chartered Financial Analyst. Mr. Puplava contributes a bi-weekly Market WrapUp for Financial Sense and co-authors In the Know—a weekly communication for PFS Group clients only—with other members of the trading staff. Chris enjoys the outdoors.

Elizabeth A. Pace

Puplava Financial Services, Inc. Office Manager
Puplava Securities, Inc. Executive Assistant
Financial Sense Editor
Financial Sense Newshour Program Manager

Liz joined PFS Group in 1998. Mrs. Pace serves PFS Group in so many ways that it's hard to list it all. As receptionist, hers is the voice you hear on the phone and hers is the smile that greets you on your first appointment. She astounds Jim with the coups she scores when it comes to lining up guest experts for the Financial Sense Newshour. Liz also helps Adam stay on top of the many page postings and updates to Financial Sense Online. Liz enjoys gardening and reading.

Cathlyn A. Harris

Puplava Financial Services, Inc. Sales & Marketing Manager
Puplava Securities, Inc. Customer Relations Manager,
Registered Representative

Cathlyn graduated magna cum laude with a B.A. in Comparative Literature from Dartmouth College and an M.A. in Performance Studies from New York University. Cathlyn joined PFS in 2004. Her professional designations include FINRA Series 7 and Series 66 Uniform Combined State Law Exam. She enjoys the time she spends discussing our investments with current and potential clients. In her current position, Ms. Harris has helped to "brand" our group with updated and improved marketing materials, and streamlined client service and back office procedures. Cathlyn is a voracious reader and loves the outdoors, singing with choral groups, and experimenting with recipes.

Lace K. Andersen

Puplava Financial Services, Inc. Multi-Media Graphic Designer
Puplava Securities, Inc. Operations Specialist, Registered Representative
Financial Sense Multi-Media Graphic Designer

Lace is a graduate in graphic communications from California Polytechnic State University who joined PFS Group in 2006. Ms. Andersen's professional designations include FINRA Series 7 & Series 63. She is a registered representative with PSI. Lace is a problem-solver and thrives on meeting client needs. A former world champion horseback rider, she now enjoys a more leisurely ride.

Adam C. Puplava

Puplava Financial Services, Inc. Interactive Media Designer
Financial Sense Webmaster, Interactive Media Designer

Adam joined PFS Group in 2006. He graduated with a degree in Interactive Media Design from The Art Institute of California-San Diego. He currently manages the Financial Sense Online website, and is greatly helping PFS Group move forward with its presence on the Internet. Adam enjoys sailing and other outdoor activities, and appreciates living close to the beach.

Cristofer D. Sheridan

Puplava Financial Services, Inc. Operations Specialist
Puplava Securities, Inc. Operations Specialist

Cris joined PFS Group in 2002. He holds a B.S. in Mathematics from California State University/San Marcos. Mr. Sheridan supports our trading and operations teams. Cris enjoys reading, music and the outdoors.